Principal review, claims substantiation, records retention mapped to draft-time policy-engine rules.
FINRA Rule 2210 requirement
LaunchSynapse mapping · draft-time
Communications with the public
Retail · institutional · correspondence AI-generated content falls in scope when distributed.
Every outbound artefact is a versioned node in the artefact graph · region + channel + audience stamped in.
PRD F3
Claims substantiation
Every performance claim must resolve to a substantiating record.
Numeric claims bind to a version-locked warehouse query + snapshot · un-substantiated claims block at gate.
PRD F9
Principal review
Supervisory-principal sign-off required before activation.
Enforced as a policy-gate step · approval signed into the ledger · records retention one click.
PRD F8 · F10
Caught at source · not at review. Every rule fire returns citation + reasoning + remediation.
FINRA 2210 covers retail, institutional, and correspondence communications. AI-generated content falls within scope if it is distributed to the public.
Every performance claim resolves to a version-locked warehouse query with a provenance record in the artefact graph.
Supervisory-principal review is enforced as a policy-gate step before activation. Records retention and evidence export are one click.
EU AI Act Article 50
Twenty minutes. One conversation. If the outside-counsel-displacement math works, we keep talking. If it doesn't, it's honest and short.